Essay uit: J.B.S. Haldane, The Inequality of Man
Let bij de referenties aan historische gebeurtenissen op het
feit dat de eerste uitgave dateert van 1932, en de Pelican-editie gebruikt
hieronder van 1938. Let ook op dat latere onderzoeken aan eeneiige tweelingen
veel grotere overeenkomsten hebben laten zien, en dat de IQ-test nog niet
uitgevonden was (die stamt van tests op Amerikaanse rekruten in de Tweede
Wereldoorlog).
The Inequality of Man
It is a human characteristic to give reasons which will not bear examination for
the most sensible actions. Many Polynesians are only kept from theft by the
belief that if they violate the taboo attaching to the coconuts of their
neighbours they will be struck dead. Some fundamen-talists (at least in England)
hold that a belief in Noah's ark is a necessary preliminary to a good life.
In medieval Europe it was only possible to centralize government as a
result of a belief in the divine institution of monarchy, which was later
formulated as the divine right of kings.
And in the present age the admirable
institution of universal suffrage is similarly supported by the curious dogma of
the equality of man. Historically this dogma arose as a protest against
institutions such as hereditary rank, which still commands the respect of the
readers of the social columns of British newspapers and of the daughters of
American millionaires. But if the framers of the American Constitution
subscribed to the theory of the equality of man, the true founders of the nation,
the Pilgrim Fathers, held the opposite doctrine in its most extreme form. They
were Calvinists and believed that human beings, from the moment of birth, were
segregated into two distinct categories, the one predestined to eternal bliss,
the other to everlasting damnation. A hundred per cent. American may therefore
believe in equality with Washington and Paine, or in inequality with Winthrop
and Bradford. 1 suspect that the truth lies somewhere between these two extremes.
Human inequality springs from two
sources, nature and nurture. The results of the latter are obvious. It is no use
appointing a man a clerk if he has not been taught to write, or a Christian
missionary if he has been brought up as a Mohammedan. Two hundred years ago most
inequality in Europe was due to this cause. To-day the
same is true in Asia. Democracy is impossible in India to-day largely because
less than 10 per cent. of its population can read. Hence Indian self-government
would mean the rule of an Indian minority which would probably govern somewhat
worse than the British. In China, too, universal education is a prerequisite of
democracy. Some inequality due to differences of environment is inevitable, if
only because of the facts of geography. But in its grosser forms it means an
immense waste of human possibilities, and every progressive State aims at
equality of opportunity. This phrase was invented, I believe, by the late Canon
Rashdall, who attempted to teach me philosophy. Napoleon expressed the same idea
by the motto 'La carrière ouverte aux talents,' which stresses the inequality of
human capacity, or talent. It was, of course, Jesus who converted the word '
talent' from the name for a sum of money to an expression for inborn human
ability, of which he c1early recognized the existence.
For men are not born equal. No one
disputes this fact as regards physical characteristics. Some babies are born
black and some white, and very little can be done to alter the colour of the
former. But just as in the United States some' of the coloured people straighten
their hair artificially, so, if a State should ever arise in which the ruling
group is pigmented, it is possible that some of the whites will induce a
permanent and bathproof darkening of their skin by drinking a weak solution of
silver nitrate. Even so their colour will be grey rather than mahogany. Many
other characters are equally fixed. Provided a child is receiving an adequate
diet, it is probably impossible to add an inch, let alone a cubit, to its
stature. On the other hand, one could generally add a few pounds to its weight
by overfeeding it. Children may be born without fingers, eyes, and so on, or
with innumerable physical or chemical defects in their nature, which no amount
of medical skill can overcome.
In the psychological realm things are the same.
Everyone admits that a certain number of people are congenitally feeble-minded.
But with regard to other mental and moral defects, ranging from stupidity and
bad temper to lunacy and habitual criminality, the case is far less c1ear. The
brothers and sisters of a family tend to resemble one another and their parents
in intelligence, but it has been urged that, with the exception of a few
congenital imbeciles, this resemblance is due to home influences, and not to
heredity. The relative importance of heredity and home influences has recently
been tested by Miss Burks in California. She compared the resemblances in
intelligence of 200 children with their foster-parents, and of 100 children in
the same schools with their true parents. The foster-children had been adopted
at an average age of three months, so that home environment had had a fair
chance. There was no definite relation between the intelligence rating of a
child and its adopted father. The influence of the foster-mothers, though marked,
was far less than that of the true fathers or mothers. There is a vast amount of
further evidence to the same effect, for example, as to the great intellectual
diversity of children in the same orphanage.
There is much less evidence with regard to moral character. No doubt some of the
basal traits which determine it, such as quickness of response, are inherited,
but it probably depends to a considerable extent on environment whether the
quick-tempered child will develop into a fury or a kindly but impulsive person,
the calmer personality into a heartless or a benevolent. This is largely a
matter of common sense. Everyone knows that you can influence character far more easily than
intelligence. That is why we apply physical or moral suasion to bad boys, but
not to stupid ones unless we think they are lazy. But common sense is not
contradicted by what little scientific evidence exists.
If you want to study the influence of environment on a plant, the best plan is
to cut it in half and put the two halves in different soils. In spite of King
Solomon, this experiment is rarely performed on children. But occasionally
nature does something like it. Every now and then a pair of twins who resemble
one another very closely are produced from a single cello. They are, of course,
always of the same sex, and when brought up together grow up with similar habits
and tastes. But what happens if they are brought up apart from birth ?
A few cases of this kind have been investigated. Professor Muller of Austin,
Texas, described a case where two identical twin girls were separated at birth,
owing to their mother's death. At thirty years of age their scores or
intelligence tests were almost equal. Not one pair in a thousand of people taken
at random would have been so similar. But other tests showed that the emotional
side of their natures differed quite as much as those of two people taken at
random. And their emotional lives had been quite different. One had married, the
other was single; one was attracted by Catholicism, the other by Christian
Science, and so on.
Further studies of this kind will delimit the possibilities of social influence
on the individual.1
To-day extreme eugenists proclaim that environment has very
little influence, extreme behaviourists that nothing else matters. Dr. Watson
finds that all healthy new-born babies behave pretty much alike, and deduces that
the differences that develop as they grow up must be due to environment: This
does not follow. All European babies are born blue-eyed, but it is not
environment which determines their adult eye colour.
In one of the plants with which I have worked, the Chinese primrose, almost all
seedlings look alike, but with the genes at present available, several million easily distinguishable
adult types could be built up. Actually a baby behaves in such a simple way
because the nerve fibres in the upper part of his brain have not yet got sheaths
of an oily substance called myelin, which probably acts as an insulator. It is
not till the insulation is complete that mental differences due to brain
structure can show up. No doubt environment counts for something, but the
examples cited above tend to show that its field is limited. However, popular
expositors of eugenics make the fundamental mistake of suggesting that
differences not due to environment are due to heredity.
If this were true all children of the same two parents would be exactly alike in
such characters as eye colour, which is not influenced by environment. It is
quite true that heredity and environment between them determine almost all the
differences which exist among self-fertilized plants like wheat, or animals such
as dogs, in which man usually restricts matings to members of the same race. But
cats, like men, usually choose their own mates, and are not influenced in doing
so by eugenical considerations. In consequence very few cats are pure-blooded, or
in scientific terminology, homozygous, for the genes producing colour. Two
tabbies may produce tabby, black, blue, and white spotted kittens in a single
litter. The cause of this variety is called segregation. It is simply a name for the fact that the cross-bred cat distributes
different
genes to its various children.
In a human population within which marriages take place freely, segregation and
heredity account for almost exactly the same amount of inequality in such
characters as stature, eye colour, and intellectual abilities.
In other words, the inequality of two brothers with the same ancestry is on the
average about half that of two men taken at random. But in a population
where different groups breed among themselves the influence of heredity is of
course greater. Two Chinese will not produce white, or nearly white, children,
simply because they have no white ancestors. But two short stupid parents may
produce a tall clever child because they probably include some tall clever
people among their very mixed ancestry.
Now we cannot at present control segregation, except to a
small extent, but we
can and do control heredity in animal and plant breeding, and could in human
society if eugenics became a reality. That is why eugenics is at present the
only possible way of improving the innate characters of man. But for all that,
biology does not support the idea that the hereditary principle is a
satisfactory method of choosing men or women to fill a post. Segregation sees to
it that very few human characters breed true. The average degree of resemblance
between father and son is too small to justify the waste of human potentialities
which an hereditary aristocratic system entails. If human beings could be
propagated by cutting, like apple trees, aristocracy would be biologically
sound. England would presumably be governed by cuttings of Cromwell and Chatham;
America, as I believe Bateson once suggested, by cuttings of Washington and
Lincoln., But until the art of tissue culture has developed very considerably,
such possibilities need not even be thought of.
The progress of biology in the next century will
lead to a recognition of the
innate inequality of man. This is to-day most obviously visible in the United
States, where educational opportunities are more widespread than elsewhere.
Universal education leads, not to equality, but to inequality based on real
differences of talent. Where there is equality of opportunity there is no excuse for failure. The
self-made American successful man who realizes this fact, commonly appears
ruthless to the European aristocrat, who, just because he knows that he does not owe
his
position to innate ability, is often more considerate to his inferiors. If
hereditary wealth were abolished, the tendency would, of course, be strengthened.
So some observers see in the Russian Communist Party the germ of the proudest,
most efficient and most ruthless aristocracy that the world has ever seen.
Personally I doubt the validity of such a forecast so long as the party
continues to hold to its present economic and political doctrines, and to
enforce upon its members the principle of a maximum income at present about
f.270 per year.
The social danger of a system which, in practice if not in theory, gives so
full
a recognition to inequality, is that it tends to estimate that inequality too
simply.
In America the tendency is strong to grade men and women primarily by their
earning power. A Socialist Government would try to grade them by their economic
value to the State. The Catholic Church attempts to assess them by their share
of those virtues which it admires, the principal classes being saints, other
saved souls, and damned. University professors gradually come to believe that
the sheep can infallibly be separated from the goats by a series of written
examinations. And there are psychologists who believe that it is possible to
grade everyone by means of intelligence tests. The best known of these tests is
that applied to the American army in 1917. Success or failure in these tests
undoubtedly depends less on education than success or failure in ordinary
examinations. They are, therefore, a better test of innate inequality. But what
do they measure? This is the question which Spearman, Aveling, Thompson, and
other English psychologists are trying to answer. They take a number of boys and
girls who have had so far as possible the same educational opportunities, and
compare their performances in a number
of different simple tests. It is found that the performances of the same child
in some tests, for example, detection of absurdities and memorization of
sentences, are clearly related to one another.; in others, for example, memory
of form and interpretation of pictures only slightly related either to one
another or to those in any other subject. And this rule is general. If one sort
of ability helps one to predict any other sort, it helps one to predict all
sorts.
The only exceptions were in the case of very similar performances, such as
various different types of arithmetic. But such exceptions are rather rare. The
theory was therefore framed that ability to perform any task was the sum of two
abilities-general ability, which is required to a greater or lesser degree for
all purposes; and a special ability, different for each type of performance. On
this basis general ability can be measured, of course on an arbitrary scale, as
the result of a mathematical process. The theory of this measurement has given
rise to a series of somewhat heated mathematical discussions, of which one of
the most intelligible is based on the geometry of figures in space of sixteen or
so dimensions. Whether the number 'g' at which Spearman arrives really
represents general intellectual ability or not it is fairly closely related to
success in intellectual pursuits. But the relation is one-sided. For example,
all
successful university students have a high 'g', but not
all students with high
'g' are successful. A large number, at least, of these
failures fail because
they are lazy, or at least do not work at the subjects prescribed.
The educational systems of the world appear to be based on a very simple
fallacy
about 'g'. It is better measured by linguistic ability than by mathematical;
for mathematics, like music or drawing, demands a considerable amount of a
special ability, in addition to the ability measured by 'g'. Hence it is a
commonplace of universities that men who have obtained classical scholarships are likely to
do well in science and other subjects, while mathematical scholars more rarely
succeed outside their own speciality. It is supposed therefore that the classics
are a magnificent training for the mind. It is quite true that when two boys
have spent ten years in learning Latin, unprepared translation from that
language furnishes quite a good test of their general ability combined with a
capacity for rather dull work. Probably, however, a set of cross-word puzzles
would be as good, and a set of simple psychological tests much better.
There is, however, no evidence at all that classical or any other education
increases 'g', and a good deal that it does not. Heliotherapy is the only
procedure which is quite certainly known to increase it! But the removal of
tonsils and adenoids probably does so. It seems to be fairly strongly inherited,
and education can do little more than just give it a chance to show up.
General ability is only the most important of a series of psychological traits
which can be measured with more or less accuracy. Fortunately, some of the
others are far more readily influenced by environment. In the course of the next
century, if psychologists are allowed anything like a free hand, and co-operate
with geneticists, it should he possible by the time a child is about seven to
arrive at a fair idea of its capacities, and children will
be sorted out
accordingly. To-day we often have special schools for mentally deficient children,
and occasionally for very able ones. This system will, of course, be greatly
extended. When children of all grades of ability are
combined in one class, the intelligent merely learn to be lazy while the stupid are hopelessly
discouraged.
And the attempt to remedy this defect by placing children of widely different
ages in the same class is also a failure. I do not think, for example, that my
intellect has improved appreciably since I was twelve years old, though I have
learned a great deal since that
time and can work for longer hours. But I doubt if my ability to deal with a
really new type of problem has increased. As I am now cleverer than most boys
of eighteen I probably was so then, and intellectual differences would
not have been equalized by putting me into a class with them.
The world is crammed with experimental
schools, and as a university
teacher I notice no very great difference between men who have been educated by
quite different methods. The most important experiment, to, my mind,
would be to start a school whose membership was confined to really intelligent
children. Such children could easily reach the standards of the average
university graduate at eighteen. I did so myself, because I was fortunate enough
to go to Eton at a time when the curriculum was so
completely disorganised that it was possible with a
little effort to learn
either a great deal or nothing at all. Now, however, I understand that the
courses are arranged to fit the average boy, and it is a good deal harder for
the intelligent to learn more than his fellows.
But, of course, general ability is
only one of many innate psychological characteristics in
which children differ. Musical, mathematical, and artistic abilities are largely
congenital. Poets also are commonly held to be born, not
made. One of the most urgent tasks of the psychologist is to pick out the
budding poets from the, embryonic painters, plumbers, politicians, pedagogues,
and so on. At present vocational selection is a very" rudimentary art, and it
generally takes place at the end, not near the beginning,
of education. There is a curious notion abroad that the progress of science is
likely to reduce humanity to a
common dull level. This may conceivably be true of
physics and chemistry, but I believe that the opposite is
the case with biology and psychology. The same hypothetical accusation is made
against Socialism, yet I have never seen such diversity, of clothes at any rate,
as in the streets of Moscow, where one can wear anything but a top hat; though I
unfortunately missed the famous occasion when a band of Communist youth of both
sexes appeared in midwinter clad in red ribbons bearing the Russian equivalent
of 'Down with Shame.'
In a scientifically ordered society
innate human diversity would be accepted as a natural phenomenon like the
weather, predictable to a considerable extent, but very difficult to control. In
England one person in two hundred is feeble-minded, and perhaps as many more
cannot be of much use to their fellows owing to congenital blindness, deafness,
and other inborn defects.
The other 99 per cent. could probably all be of social
value. In the words of Professor Spearman:2
'Every normal man, woman and child, is a genius at something, as well as an
idiot at something. It remains to discover what-at any rate in respect of the
genius.' The scientific State would make it its first business to investigate
this problem. The development of an adequate technique would be a matter of
generations, as was the development of chemical analysis. It would enable the
individual to follow his or her own bent far more
completely than is now possible. Education would probably be more specialized
for the average child, but the exceptionally versatile would not be compelled,
as they now are, to limit the field of their studies at an early stage. In the
absence of such a technique the State can do very little. The only clear task of
eugenics is to prevent the inevitably inefficient one per cent. of the
population from being born, and to encourage the breeding
of persons of exceptional ability where that ability is known to be hereditary. We cannot as yet go much further than this.
We do not know whether the sporadically appearing man or woman of genius is
substantially more likely to produce children of genius than the average
intelligent person. We do not' know if a society containing too many intelligent
people would not be unstable. Such a cause may have brought about the downfall
of Athens. At best, eugenics would have no effect for a generation. Vocational
guidance would begin to act at once. It should be added that vocational guidance,
as of ten practised for profit to-day, is generally about as useful as astrology,
without possessing the charming vocabulary and distinguished past of the latter
pseudo-science. We are only in possession of a part of the scientific data
needed to make it a practical proposition. But even now a few vocational guidance
institutes are doing useful work.
I do not believe that a recognition of the inequality - of man would be a blow
to democracy (or rather to representative government based on universal suffrage).
This admirable invention is a device for changing the government of a country
without a revolution. It is successful because it gives a fairly good
approximation to the result which would be obtained by a civil war, provided
that a majority of the people take politics seriously. For example, the British
Labour Party can at present only persuade ab9ut a third of the electors to
support them. Hence the few revolutionaries who are included amongst its many
supporters rea1ize that they would be beaten in a civil war. If the party polled
a majority of votes and were prevented by the King or Lords from carrying out
their policy, a revolution would command enough support to make it at least
worth attempting. Hence, the King is unlikely to veto the legislation of a Labour
Government supported by a majority of voters, though the Lords will try to delay
it.
The danger to democracy to-day lies not in the recognition of a plain biological
fact, but in a lack of will in certain countries to kill persons who obstruct
the declared wishes of the majority of the people. Charles I
died and Mussolini lives because enough Englishmen wanted to kill the former,
but not enough Italians want to kill the latter. This lack of
will may arise
from mere laziness, or, more frequently, from disillusion at the results of
representative democracy, which is presumably not the ideal form of government,
but only the best so far invented. Unless the mass of the people are willing in
the last resort to fight for their convictions, democracy should be replaced by
the. government of a minority, whether of Fascists, Communists, or what not, who
possess that will.
It is, of course, irrational that each man's vote should possess equal value.
But the alternatives so far tried or suggested are still less rational. They
usually take the form of increasing the political power of those who are wealthy
enough to be able to influence politics already. One
eminently desirable reform would be the disfranchisement of persons over
sixty-five years of age. The main effects of their votes
will not appear during their lifetime; they
would be useless in a civil war, and their political views depend on issues of a
generation ago. In England our old men and women vote for a protective tariff
because they were formerly opposed to Irish Home Rule, in America because their
childish sympathies in the Civil War were for the North!
Some day it may be
possible to devise a scientific method of assessing the voting power of
individuals. One can be fairly certain that that day is more than a century ahead. In the
remote future mankind may be divided into castes like Hindus or termites. But
to-day the recognition of innate inequality should lead not to less, but to
greater, equality of opportunity.
1 Later
work by Newman on similar twin pairs shows much greater
intellectual
differences than in Muller's case.
2 The Abilities of Man.
(Macmillan.)
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